Financial Services Lawyers Association (FSLA)

An association for financial services lawyers, regulators, academics, judges
and policy experts to share ideas about financial services law
and regulation and to socialise with peers.

Latest News & Events

Trends in Enforcement – A FSLA and Blackstone Chambers Seminar

By | Events, Financial Services Practitioners, Junior Lawyers, RDC | No Comments

6pm on Tuesday 3rd March 2020 at the Royal Society of Arts

On behalf of the Financial Services Lawyers Association (FSLA) and Blackstone Chambers, we would like to invite you to attend our annual ‘Trends in Enforcement’ seminar on Tuesday 3 March, 6-8pm, to be followed by a drinks reception. The panel will be chaired by Javan Herberg QC, Blackstone Chambers, and will include:

  • Andrew George QC, Blackstone Chambers
  • Ali Sallaway, Partner and Co-head of Global Investigations Practice, Freshfields Bruckhaus Deringer
  • Mark Steward, Director of Enforcement and Market Oversight, Financial Conduct Authority
  • Caroline Wayman, Chief Ombudsman and Chief Executive, Financial Ombudsman Service
  • Tom Spender, General Counsel, Litigation, Regulatory and Competition, Lloyds Banking Group

During the 90 minute seminar, the speakers will discuss the latest thinking on how to tackle some of the most difficult enforcement issues facing those working in the financial services sector. The seminar is being held at the Royal Society of Arts (RSA), 8 John Adam Street, London, WC2N 6EZ.

Registration will be from 6pm with the talks starting promptly at 6.30pm. We very much hope that you will also be able to join members of Blackstone Chambers for a drinks reception after the seminar.

We look forward to seeing you on 3 March.

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FSLA Christmas Drinks 2019

By | Events, Financial Services Practitioners, Junior Lawyers, Students | No Comments

6pm onwards on Tuesday 17th December at the Reform Club, 104 Pall Mall

The Board and ExCo of the FSLA invite all members to the FSLA annual Christmas Drinks Party which this year is taking place in the Library of the Reform Club at 104 Pall Mall, SW1Y 5EW. The Reform Club is one of the finest Victorian buildings in the country, a palatial masterpiece by Sir Charles Barry that has remained largely unchanged since it was completed as a political club for supporters of the Great Reform Bill in 1832 which enlarged the franchise and granted seats in Parliament to large cities. The club is now apolitical, but given its historic origins and the fact of a General Election due to be held on 12th December, the ExCo considered it to be an apt venue for this year’s Christmas party.

For a map see https://www.reformclub.com/home/contact

If you are not a member of FSLA but would like to attend the event please email treasurer@fsla.org.uk to join.

You can register at the link below.

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Personal responsibility in the financial services industry

By | Events, Financial Services Practitioners, Junior Lawyers | No Comments

6pm on Thursday 28th November at Lincoln’s Inn Old Hall

The Financial Services Lawyers Association and XXIV Old Buildings will be hosting a panel discussion on “Personal responsibility in the financial services industry”.

Joined by speakers from XXIV Old Buildings, our panel will include:

  • Upper Tribunal Judge Herrington;
  • Tracey McDermott CBE, Standard Chartered (Group Head, Corporate Affairs, Brand & Marketing, Conduct, Financial Crime and Compliance);
  • Carlos Conceicao, Partner, Clifford Chance;
  • Stephen Moverley Smith QC, XXIV Old Buildings.

The panel will be introduced by Oliver Assersohn, XXIV Old Buildings and FSLA ExCo Member.

During the seminar, the speakers will each discuss an aspect of this important topic following which the audience will have the opportunity to ask the panel questions.

We very much hope that you will be able to join members of XXIV Old Buildings for a drinks reception after the seminar.

The event is being held at the Old Hall, Lincoln’s Inn, London WC2A 3QB (https://www.lincolnsinn.org.uk/visit-us/) and is taking place on Thursday 28 November.

Registration will be from 6 p.m. with the talks starting promptly at 6.30 p.m.

Please register for the event below.

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Progress Your Career With FSLA

Financial Services Practitioners

Find out about work and social events, our social mobility and pro bono schemes, and more.

More about Practitioners

Junior Lawyers

Click here for information about events for junior financial services lawyers.

More about Junior Lawyers

Students

Find out about the annual essay competition and our student focused events.

More about students

“In the end, our financial system only works – our market is only free – when there are clear rules and basic safeguards that prevent abuse, that check excess, that ensure that it is more profitable to play by the rules than to game the system. And that’s what these reforms are designed to achieve – no more, no less. Because that’s how we will ensure that our economy works for consumers, that it works for investors, that it works for financial institutions – that it works for all of us.”

(Barack Obama, at the signing of the Dodd-Frank Wall Street Reform and Consumer Protection Act)