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FSLA Law School Visits

FSLA arranges for financial services lawyers to visit law schools to talk about different types of work within the sector. Students are encouraged to look at our events pages to find out about these law school visits as well as other social events, lectures, workshops and presentations you may want to attend.

Jan 13
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FSLA and Fountain Court Event: Individual Accountability: The regulator, the regime and the individual

By | Events, Financial Services Practitioners, Junior Lawyers, Students | No Comments

FSLA and Fountain Court panel discussion at Macfarlanes LLP on Tuesday 10 February 2026 at 6:30pm

On behalf of the Financial Services Lawyers Association and Fountain Court, we invite you to attend a panel event which seeks to explore regulators approach to Individual Accountability. The panel discussion will consider recent high-profile regulatory actions pursued against senior managers, the FCA’s long awaited Policy Statement which provides guidance on the Non-Financial Misconduct Rules and explore some of the practical challenges firms (and individuals) might face as we prepare for implementation from September 2026 (for non-banks). Chatham House Rule will apply.

The panel will be chaired by Zeena Saleh of Dentons and include (with more speakers still to be confirmed):

  • Peter Curtis-Valino, Cross-Cutting Policy, FCA. Peter leads the cross-cutting policy team at the FCA responsible for recent publications on non-financial misconduct and the Senior Managers & Certification Regime
  • Leigh-Ann Mulcahy KC, Fountain Court – Leigh-Ann appeared on behalf of the FCA to secure a landmark victory in respect of non-financial misconduct in which the Upper Tribunal upheld the FCA’s decision to prohibit and fine the former CEO of Barclays, Jes Staley. Leigh-Ann is a leading silk and arbitrator specialising in insurance & reinsurance, financial services and group litigation.
  • Laura Bridgewater, Macfarlanes LLP– Laura regularly advises both senior executives and financial institutions on contentious matters relating to individual accountability (both financial misconduct and non-financial misconduct) and has particular expertise in parallel employment disputes.

The discussion will be followed by a networking event which is open to all attendees. 

The event will be hosted at Macfarlanes LLP at 20 Cursitor Street, London, EC4A 1LT.

If you would like to attend or if you have any queries or special requirements, please contact us at fslalondon@gmail.com

Timings:

Registration: 6pm

Panel discussion: 6:30pm

Drinks and networking reception: 7:30-9pm

“On both the prudential and conduct side, we thought that simple rules and principles would suffice to deliver good results…We now know the limits of those assumptions and we need to design new approaches.”

(Adair Turner)