Financial Services Practitioners

An online seminar at 9.30am on Wednesday 17^th March 2021

On behalf of the Financial Services Lawyers Association (FSLA) and Blackstone Chambers we would like to invite you to attend our annual ‘Trends in Enforcement’ event, which this year will be run as a webinar. The webinar will be held on Wednesday 17 March, 9.30am to 11am.

The webinar will comprise of a panel discussion chaired by Javan Herberg QC, Blackstone Chambers, that will also feature:

• Thomas Baudesson, Partner, Clifford Chance, Paris;
• Andrew George QC, Blackstone Chambers;
• Helen Marshall, Partner, Akin Gump Strauss Hauer & Feld;
• Patrick Meaney, Head of Enforcement, Dubai Financial Services Authority; and
• Mark Steward, Director of Enforcement and Market Oversight, Financial Conduct Authority.

During the 90 minute webinar, the speakers will discuss the latest trends and current thinking on how to tackle some of the most difficult enforcement issues facing those working in the financial services sector. Log in to the webinar will open at 9am on 17 March, with the webinar beginning promptly at 9.30am. It will conclude with an audience Q&A session that will finish by 11am.

We look forward to welcoming you on 17 March.

An online event at 6:00pm on Tuesday 9^th March

On behalf of the Financial Services Lawyers Association and Herbert Smith Freehills, we invite our members to attend a training session on the core elements of financial services regulation led by FSLA Advisory Board member and HSF Partner Chris Ninan. The talk will take place online on Tuesday 9 March 2021, 6:00pm to 7:30pm.

The event is open to all but would be most beneficial to our junior members who have less than 5 years’ experience as the session will be going back to basics, stopping to consider why regulation is so critical and introducing the UK’s regulatory structure and legislation. We will also discuss the importance of good governance, individual accountability and culture within firms. Looking ahead, we will examine some of the most pressing areas of focus for the financial services industry in 2021.

If you wish to attend please register on the link below. Once registered you will be sent a link to attend the online event a few days beforehand.

We look forward to seeing you on 9 March.

6pm on Thursday 28^th November at Lincoln’s Inn Old Hall

The Financial Services Lawyers Association and XXIV Old Buildings will be hosting a panel discussion on “Personal responsibility in the financial services industry”.

Joined by speakers from XXIV Old Buildings, our panel will include:

• Upper Tribunal Judge Herrington;
• Tracey McDermott CBE, Standard Chartered (Group Head, Corporate Affairs, Brand & Marketing, Conduct, Financial Crime and Compliance);
• Carlos Conceicao, Partner, Clifford Chance;
• Stephen Moverley Smith QC, XXIV Old Buildings.

The panel will be introduced by Oliver Assersohn, XXIV Old Buildings and FSLA ExCo Member.

During the seminar, the speakers will each discuss an aspect of this important topic following which the audience will have the opportunity to ask the panel questions.

We very much hope that you will be able to join members of XXIV Old Buildings for a drinks reception after the seminar.

The event is being held at the Old Hall, Lincoln’s Inn, London WC2A 3QB (https://www.lincolnsinn.org.uk/visit-us/) and is taking place on Thursday 28 November.

Registration will be from 6 p.m. with the talks starting promptly at 6.30 p.m.

Please register for the event below.

6.30pm on Tuesday 16^th July at Herbert Smith Freehills

On behalf of the Financial Services Lawyers Association and Herbert Smith Freehills, we invite you to attend a talk by Miles Bake, Head of Legal at the Regulatory Action Division of the PRA. 

The talk will take place on 16 July 2019 at Herbert Smith Freehills at 6:30pm, to be followed by drinks and networking. 

Miles will discuss the PRA’s approach to enforcement and give an overview of recent PRA enforcement actions and publications. This will include a discussion of recent changes to PRA policy, the impact of these changes on the PRA’s investigations/enforcement actions, as well as an outline of the challenges the PRA faces in these respects.